Can someone else retrieve the evidence?

Choose a real operating period and test the file with someone who did not prepare it. Record missing inputs and unclear ownership before polishing the presentation.

Working checklist

Progress is saved only in this browser when local storage is available. Ticks record your work; they are not a compliance score.

0 of 8 recorded

Preserved the original request, scope and period.Assigned an accountable owner to each item.Created a versioned evidence index.Separated originals from transformed extracts.Reconciled material figures across the pack.Recorded gaps and interim controls.Tested access with an authorised colleague.Retained the submission and acknowledgement.

Useful output, not a score

A completed checklist only records the tasks you marked. Keep the request, supporting records and unresolved issues alongside it. Exported files remain on your device.

Read the supervisory-visit playbook ↗

Sources & scope

Primary sources used for this research edition. Document dates and commencement dates are different fields. Recheck the issuing authority before acting.

FCA: Our approach to supervisionSupervisory approach · source reviewed 12 November 2026